David Benjamin Dobin

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-01-25
MA	RA	APPROVED	2024-01-18
DE	RA	APPROVED	2023-12-05
MD	RA	APPROVED	2023-11-27
NY	RA	APPROVED	2021-08-16
SC	RA	APPROVED	2021-02-26
TX	RA	APPROVED	2021-01-22
VA	RA	APPROVED	2020-09-01
CO	RA	APPROVED	2020-07-21
SD	RA	APPROVED	2019-04-15
AZ	RA	APPROVED	2011-05-17
PA	RA	APPROVED	2007-07-26
FL	RA	APPROVED	2007-07-20
NJ	RA	APPROVED	2004-03-10

NC RA
APPROVED

Since 2024-01-25
MA RA
APPROVED

Since 2024-01-18
DE RA
APPROVED

Since 2023-12-05
MD RA
APPROVED

Since 2023-11-27
NY RA
APPROVED

Since 2021-08-16
SC RA
APPROVED

Since 2021-02-26
TX RA
APPROVED

Since 2021-01-22
VA RA
APPROVED

Since 2020-09-01
CO RA
APPROVED

Since 2020-07-21
SD RA
APPROVED

Since 2019-04-15
AZ RA
APPROVED

Since 2011-05-17
PA RA
APPROVED

Since 2007-07-26
FL RA
APPROVED

Since 2007-07-20
NJ RA
APPROVED

Since 2004-03-10

Branch Locations

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Morristown	NJ	02/2003	Present
Agia	Houston	TX	12/2022	Present
Survey Answering	Middletown	NJ	06/2024	Present

02/2003 → Present

Valic Financial Advisors

Morristown, NJ
12/2022 → Present

Agia

Houston, TX
06/2024 → Present

Survey Answering

Middletown, NJ

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products SURVEY ANSWERING POSITION: N/A NATURE: I receive opportunities to take surveys on occasion and was told in my audit that I need to report this as an OBA. On average I receive $100-$150 each year in gift card opportunities for completing surveys. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2024 ADDRESS: 607 Sunset Pl, Middletown NJ 07748, United States DESCRIPTION: answer surveys if I qualify for them. SELLING BOBBY STRONG MERCHANDISE POSITION: salesman NATURE: I will be selling shirts and other items that are in support of a colleague Robert Petrillo that is battling an illness. I will be selling all items at the cost that I purchase them for mostly to colleagues. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2025 ADDRESS: 607 Sunset Pl, Middletown NJ 07748, United States DESCRIPTION: I will order the items and then sell them to mostly colleagues. As mentioned I will be selling them for whatever cost I that I am given for them so there will be no profit.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-07
S63	Uniform Securities Agent State Law Examination	2003-03-19

S66 Uniform Combined State Law Examination

2004-03-07
S63 Uniform Securities Agent State Law Examination

2003-03-19

Designations

View on SEC IAPD