Thomas M. Regan

Current Employers

Gryphon Financial Partners

325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2017-07-02

OH RA
APPROVED

Since 2017-07-02

Branch Locations

Cincinnati, OH • United States

325 John H. Mcconnell Blvd. Suite 425, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hightower Advisors, Llc	Columbus	OH	09/2015	06/2017
Gryphon Financial Partners, Llc	Columbus	OH	07/2017	Present
Gryphon Normandy Manager, Llc	Columbus	OH	06/2019	Present

09/2015 → 06/2017

Hightower Advisors, Llc

Columbus, OH
07/2017 → Present

Gryphon Financial Partners, Llc

Columbus, OH
06/2019 → Present

Gryphon Normandy Manager, Llc

Columbus, OH

Previous Registrations

2015-09-25 → 2017-06-30

Hightower Advisors, Llc

Columbus, OH
2007-10-05 → 2014-10-09

Lenox Wealth Management, Inc.

Cincinnati, OH

Other Businesses

Thomas M. Regan serves as Member of Gryphon Normandy Manager, LLC (GNM) since June 2019. GNM is investment related with an address of 325 John H. McConnell Blvd, Ste 425, Columbus, OH 43215. Less than 5% of Thomas M. Regan's time is spent on GNM.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-22

S66 Uniform Combined State Law Examination

2003-08-22

Designations

View on SEC IAPD