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5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-02-20 |
| AZ | RA | APPROVED | 2020-02-12 |
Branch Locations
8251 W. Thunderbird Road Ste: 140, Peoria, AZ 85381 • United States
5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&A Wealth Management | Peoria | AZ | 07/2011 | Present |
| Bcbs | Phoenix | AZ | 12/2002 | Present |
| Innovation Partners Llc | Matthews | NC | 03/2014 | Present |
| Mock And Associates | Peoria | AZ | 01/1991 | Present |
| Ip Financial Advisory Services | Charlotte | NC | 01/2020 | Present |
MOCK AND ASSOCIATES IS A TAX AND ACCOUNTING FIRM WHERE I PREPARE TAX RETURNS FOR CLIENTS. IT IS NOT INVESTMENT RELATED; M&A WEALTH MANAGEMENT, LLC - DBA FOR SECURITIES BUSINESSS; Innovation Partners LLC - Registered Representative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-22 |
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