Jonathan Charles Ulloa

Current Employers

Asia Pacific Financial Management Group, Inc.

145 Aspinall Avenue, Hagatna 96910-5156 • Guam

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-24
OR	RA	APPROVED	2024-08-01
WA	RA	APPROVED	2023-11-01
TX	RA	APPROVED_RES	2023-10-26
NV	RA	APPROVED	2023-08-22

CA RA
APPROVED

Since 2025-09-24
OR RA
APPROVED

Since 2024-08-01
WA RA
APPROVED

Since 2023-11-01
TX RA
APPROVED_RES

Since 2023-10-26
NV RA
APPROVED

Since 2023-08-22

Branch Locations

145 Aspinall Avenue, Hagatna 96910-5156 • Guam

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Uno Magazine	Hagatna		11/2010	12/2018
Asia Pacific Financial Management Group, Inc.	Hagatna		01/2012	Present

11/2010 → 12/2018

Uno Magazine

Hagatna
01/2012 → Present

Asia Pacific Financial Management Group, Inc.

Hagatna

Other Businesses

UNO MAGAZINE GUAM; NON INVESTMENT-RELATED; 600 BELLO STREET, STE 110 BARRIGADA, GUAM 96913; BI-MONTHLY MAGAZINE PUBLICATION; JOURNALIST/EDITOR; NOV. 2010; 20 HOURS EVERY OTHER MONTH; COORDINATE SECTION ARTICLES AND WRITE ARTICLES FOR MAGAZINE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-09
S63	Uniform Securities Agent State Law Examination	2000-10-25

S66 Uniform Combined State Law Examination

2012-07-09
S63 Uniform Securities Agent State Law Examination

2000-10-25