Michael Howard Simpson

Current Employers

Compass Financial Advisors Llc

9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2002-06-21

IN RA
APPROVED

Since 2002-06-21

Branch Locations

9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825 • United States

Fort Wayne, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brsz Personal Financial Planning Group, Inc.	Fort Wayne	IN	12/1995	12/2018
Compass Financial Advisors Llc	Fort Wayne	IN	06/2002	Present
Harbour Investments, Inc	Madison	WI	05/2016	05/2017

12/1995 → 12/2018

Brsz Personal Financial Planning Group, Inc.

Fort Wayne, IN
06/2002 → Present

Compass Financial Advisors Llc

Fort Wayne, IN
05/2016 → 05/2017

Harbour Investments, Inc

Madison, WI

Previous Registrations

2005-02-07 → 2005-11-10

Questar Asset Management, Inc.

Fort Wayne, IN
2000-10-26 → 2002-06-25

Vestax Securities Corporation

Ft. Wayne, IN

Other Businesses

1) COMPASS FINANCIAL ADVISORS - DBA 2) DULIN, WARD & DEWALD CPA - POSITION: CPA SERVICES - NATURE: PREPARE TAX RETURNS AND FINANCIAL STATEMENTS - INVESTMENT RELATED: NO - HOURS: 160 - SECURITIES TRADING HOURS: 160 - START DATE: 10/2013 - ADDRESS: 9921 DUPONT CIRCLE DR W, FORT WAYNE IN 46835 3) VINCENT VILLAGE - POSITION: BOARD MEMBER - NATURE: VOLUNTEER ON NOT FOR PROFIT BOARD - INVESTMENT RELATED: NO - HOURS: 1 SECURITIES TRADING HOURS: 1 - START DATE: 6/1997 - ADDRESS: 2827 HOLTON AVE, FORT WAYNE IN 46806 4) Summit Equestrian Board Member,NYP. Work with disabled veterans. Non-investment related.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-09-20

S63 Uniform Securities Agent State Law Examination

2000-09-20

Other Names

Mike Simpson

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