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10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-12-03 |
Branch Locations
10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R. Todd Stabler | Bellevue | WA | 01/1997 | 04/2017 |
| Kms Financial Services, Inc | Seattle | WA | 08/2000 | 04/2017 |
| Lpl Financial, Llc | Bellevue | WA | 04/2017 | Present |
| Bensler, Llc - Dba: Scs - (Sound Consulting Services) | Bellevue | WA | 11/2020 | Present |
1. 04/24/2017 - SOUND CONSULTING SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ BELLEVUE, WA 2. 04/24/2017 - SCS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ BELLEVUE, WA 3. 1/13/2021 - BENSLER, LLC - DBA: (Hybrid) SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/07/2020 - 40 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/8/2022 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 10/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-16 |
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