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Current Employers
St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-01
  • OK RA
    APPROVED
    Since 2025-01-01

Branch Locations

Broken Arrow, OK • United States

1609 West Main St., Russellville, AR 72801 • UNITED STATES

1609 West Main St, Russellville, AR 72801 • United States

Broken Arrow, OK • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 09/2010 02/2017
Central Bank Tulsa OK 09/2010 01/2017
St Bernard Financial Services, Inc Ruissellville AR 02/2017 Present
  • 09/2010 → 02/2017
    Invest Financial Corp.
    Tampa, FL
  • 09/2010 → 01/2017
    Central Bank
    Tulsa, OK
  • 02/2017 → Present
    Ruissellville, AR
Previous Registrations
  • 2010-09-27 → 2017-02-22
    Invest Financial Corporation
    Edmond, OK
    Stillwater, OK
    Tulsa, OK
    Sapulpa, OK
    Tulsa, OK
    Tulsa, OK
    Owasso, OK
    Tulsa, OK
  • 2005-01-19 → 2010-06-15
    Tulsa, OK
    Tulsa, OK
Other Businesses

Real Estate sales. 5 hours per week during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-18
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S66 Uniform Combined State Law Examination
    2005-01-18
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31

View on SEC IAPD

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