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Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-03-20
  • CT RA
    APPROVED
    Since 2012-03-20

Branch Locations

Wake Forest, NC • United States

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virtus Investment Partners Wake Forest NC 10/2008 Present
Vp Distributors Inc Wake Forest NC 02/2009 Present
  • 10/2008 → Present
    Virtus Investment Partners
    Wake Forest, NC
  • 02/2009 → Present
    Vp Distributors Inc
    Wake Forest, NC
Previous Registrations
  • 2003-02-24 → 2007-02-01
    Allianz Global Investors Managed Accounts Llc
    Stamford, CT
Other Businesses

RENTAL PROPERTY, 102 SUMMER WINDS PLACE, SURF CITY NC 28445; NOT INVESTMENT RELATED; NATURE OF OTHER BUSINESS: PURCHASED A BEACH PROPERTY AND OCCASIONALLY RENT IT OUT; POSITION: OWNER; START DATE: 5/1/21; 1 HR/WEEKLY DEVOTED TO BUSINESS; 0 HRS DEVOTED DURING SECURITIES TRADING HOURSE; DUTIES: USE RENTAL COMPANY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-04
  • S66 Uniform Combined State Law Examination
    2001-05-04

View on SEC IAPD

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