Best Investors Account Sign in

Nikki Rae Seeger

LPl Financial LLC

Scottsdale, AZ

San Diego, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-06-11
  • AZ RA
    APPROVED
    Since 2019-06-11

Branch Locations

Scottsdale, AZ • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 04/2013 05/2019
Lpl Financial Llc Scottsdale AZ 05/2019 Present
  • 04/2013 → 05/2019
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 05/2019 → Present
    Lpl Financial Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-29
S65 Uniform Investment Adviser Law Examination 2004-09-02
  • S63 Uniform Securities Agent State Law Examination
    2010-06-29
  • S65 Uniform Investment Adviser Law Examination
    2004-09-02
Other Names
  • Nikki Rae Natalizio
  • Nikki Seeger
  • Nikki Rae Seeger
  • Nikki Rae Natalizio

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor