Chingyee Ellen Kim

Current Employers

Robertson Stephens

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-02
OR	RA	APPROVED	2024-07-01

TX RA
APPROVED_RES

Since 2024-07-02
OR RA
APPROVED

Since 2024-07-01

Branch Locations

Beaverton, OR • United States

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rain Capital Management	Portland	OR	10/2011	06/2024
Robertson Stephens	San Francisco	CA	07/2024	Present

10/2011 → 06/2024

Rain Capital Management

Portland, OR
07/2024 → Present

Robertson Stephens

San Francisco, CA

Previous Registrations

2013-07-18 → 2024-08-26

Rain Capital Management

Lake Oswego, OR
2002-10-25 → 2008-01-28

Confluence Wealth Management Llc

Portland, OR

Other Businesses

Rain Capital Management, not investment-related, 525 3rd Street, Suite 224 Lake Oswego, Oregon 97034, a non-operating company, Director; Start date October, 2011; I devote 10 hours per month to this business; this company is in the process of winding down.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-26

S66 Uniform Combined State Law Examination

2000-09-26

Other Names

Chingyee Ellen Wee

View on SEC IAPD