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Current Employers
Western Reserve Wealth Management Llc

Mineral Wells, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-06
OH RA APPROVED 2023-07-31
  • TX RA
    APPROVED
    Since 2023-08-06
  • OH RA
    APPROVED
    Since 2023-07-31

Branch Locations

Mineral Wells, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Solon OH 04/2013 08/2023
Redwood Financial Network Solon OH 04/2013 07/2023
Western Reserve Wealth Management Llc Mineral Wells TX 01/2021 Present
Previous Registrations
  • 2013-05-06 → 2023-07-31
    Solon, OH
    Aledo, TX
    Mineral Wells, TX
  • 2010-07-09 → 2013-05-02
    Stow, OH
    Macedonia, OH
    Stow, OH
    Beachwood, OH
    Cleveland, OH
    Cleveland, OH
    Hudson, OH
    Cleveland, OH
    Garfield Heights, OH
    Garfield Heights, OH
    Cuyahoga Falls, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
  • 2009-12-08 → 2010-07-01
    Canton, OH
  • 2009-11-13 → 2009-12-02
    Macedonia, OH
    Stow, OH
    Aurora, OH
    Aurora, OH
    Stow, OH
    Solon, OH
    Tallmadge, OH
    Ravenna, OH
    Twinsburg, OH
    Hudson, OH
    Bedford, OH
  • 2000-01-01 → 2009-11-13
    Natcity Investments, Inc.
    Bainbridge, OH
    Tallmadge, OH
    Bedford, OH
    Northfield, OH
    Twinsburg, OH
    Independence, OH
    Macedonia, OH
    Stow, OH
    Aurora, OH
    Solon, OH
    Stow, OH
    Akron, OH
    Ravenna, OH
    Hudson, OH
Other Businesses

1) LICENSED INSURANCE AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-30
S63 Uniform Securities Agent State Law Examination 1999-08-13
  • S65 Uniform Investment Adviser Law Examination
    2001-06-30
  • S63 Uniform Securities Agent State Law Examination
    1999-08-13
Designations
Other Names
  • Michael W Babbin
  • Mike W Babbin
  • Michael Babbin
  • M W. Babbin

View on SEC IAPD

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