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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-21
  • GA RA
    APPROVED
    Since 2024-03-21

Branch Locations

Snellville, GA • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlanta Va Medical Center Decatur GA 02/1998 Present
Cetera Advisors Llc Denver CO 01/2013 Present
Ridgeline Realty Holdings, Llc Snellville GA 06/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 02/1998 → Present
    Atlanta Va Medical Center
    Decatur, GA
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 06/2017 → Present
    Ridgeline Realty Holdings, Llc
    Snellville, GA
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1. RIDGELINE REALTY HOLDINGS, LLC, NOT INVESTMENT RELATED, 2637 DUNMOORE DR, SNELLVILLE, GA 30078, REAL ESTATE, STARTED 06/2012, POSITION/TITLE/RELATIONSHIP: PARTNER, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL PROPERTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-15
  • S66 Uniform Combined State Law Examination
    2006-06-15

View on SEC IAPD

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