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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-02-11 |
Branch Locations
101 Seaport Blvd 11Th Floor, Boston, MA 02210 • United States
Westfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newfound Research, Llc | Boston | MA | 04/2018 | 11/2018 |
| Northern Lights Distributors, Llc | Omaha | NE | 01/2016 | 04/2018 |
| Unemployed | Westfield | MA | 04/2018 | 11/2018 |
| Allspring Funds Management, Llc. | Boston | MA | 11/2018 | Present |
| Allspring Funds Distributor, Llc | Boston | MA | 11/2021 | Present |
| Allspring Global Investment Holdings Llc | Boston | MA | 11/2021 | Present |
Westfield Youth Football, www.westfieldyouthfootball.org, Not investment-related, Position: Parent Volunteer Coordinator and board member, Start date: 4/07/2022, Number of hours per month: 3 to 4 hours, with zero hours during securities trading hours., Duties: Organizes parent volunteers who assist with game day activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-06-19 |
| S65 | Uniform Investment Adviser Law Examination | 2003-08-29 |
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