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Lawrence Ian Kass

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sandy Springs, GA

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-05-15
GA RA APPROVED 2004-08-12
  • TX RA
    APPROVED_RES
    Since 2008-05-15
  • GA RA
    APPROVED
    Since 2004-08-12

Branch Locations

Sandy Springs, GA • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 07/2004 Present
Bank Of America, N.A. Atlanta GA 05/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-11
S63 Uniform Securities Agent State Law Examination 1999-09-27
  • S65 Uniform Investment Adviser Law Examination
    2004-08-11
  • S63 Uniform Securities Agent State Law Examination
    1999-09-27
Other Names
  • Lawrence Ian Kass

View on SEC IAPD

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