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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-12-22
  • MA RA
    APPROVED
    Since 2010-12-22

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Boston MA 12/2010 Present
Flagship Harbor Advisors, Llc Boston MA 12/2010 Present
Previous Registrations
Other Businesses

(1) 1/10/2011: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Offering fixed annuities and fixed insurance to clients and prospects. (2) 8/5/2013: Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 8/14/2017 - Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 12/17/2010 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity on 8/14/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-20
  • S63 Uniform Securities Agent State Law Examination
    1999-08-20
Designations
Other Names
  • Jay Porter Sawyer

View on SEC IAPD

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