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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-13 |
| MA | RA | APPROVED | 2025-04-23 |
| TX | RA | APPROVED | 2025-01-07 |
| VA | RA | APPROVED | 2025-01-07 |
Branch Locations
222 Rosewood Dr. Suite 520, Danvers, MA 01923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riverfront Investment Group, Llc | Richmond | VA | 01/2012 | 12/2019 |
| Alps Distributors, Inc. | Richmond | VA | 01/2012 | 07/2022 |
| Riverfront Investment Group, Llc | Richmond | VA | 01/2012 | 07/2022 |
| Janney Montgomery Scott Llc | Danvers | MA | 10/2022 | 01/2025 |
| Rw Baird | Danvers | MA | 01/2025 | Present |
1. Andover Youth Lacrosse, Non-Profit Youth Sports Organization, Andover, MA. VP, Board of Directors: duties are to help run the youth lacrosse organization for grades K-8. Not compensated, 5 hrs./month, not Investment Related, 09/2021. 2. Massachusetts Youth Lacrosse, Natick, MA. Girl's Select Committe Chair (09/2023) - Oversee committee that makes rules and monitors girl's youth lacrosse select teams. This is a volunteer group that helps with rules and monitoring of a youth sport. Not compensated, not investment related, 5 hours/month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-08-03 |
| S66 | Uniform Combined State Law Examination | 2000-09-08 |
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