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Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-04
  • NJ RA
    APPROVED
    Since 2020-11-04

Branch Locations

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Egg Harbor Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Moorestown NJ 05/2010 05/2019
Charles Schwab Bank Moorestown NJ 05/2010 05/2019
E*Trade Securities Llc King Of Prussia PA 05/2019 10/2020
E*Trade Capital Management Llc King Of Prussia PA 05/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2020 Present
Retirement Plan Advisors Llc Chicago IL 11/2020 Present
  • 05/2010 → 05/2019
    Moorestown, NJ
  • 05/2010 → 05/2019
    Charles Schwab Bank
    Moorestown, NJ
  • 05/2019 → 10/2020
    E*Trade Securities Llc
    King Of Prussia, PA
  • 05/2019 → Present
    E*Trade Capital Management Llc
    King Of Prussia, PA
  • 10/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2020 → Present
    Chicago, IL
Previous Registrations
  • 2019-05-24 → 2020-11-10
    Harrisdirect Llc
    King Of Prussia, PA
    Arlington, VA
  • 2010-05-12 → 2019-05-22
    Philadelphia, PA
    Marlton, NJ
  • 2009-04-06 → 2010-04-30
    Cape May Courthouse, NJ
    Pleasantville, NJ
    Stohe Harbor, NJ
    Marmora, NJ
    Vineland, NJ
    Vineland, NJ
  • 2003-10-21 → 2009-03-24
    Philadelphia, PA
Other Businesses

1) RETIREMENT PLAN ADVISORS LLC, 105 WEST ADAMS ST STE 2175 CHICAGO IL, ADV REP OF A REGISTERED IN ADV, 11/2020, INV REL, 40/WK 32.5/TRADING 2) CIRA, 1776 Pleasant Plain Rd, Fairfield, IA 52556, 10/2020, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-29
  • S66 Uniform Combined State Law Examination
    2003-09-29
Other Names
  • Thomas P Clooney

View on SEC IAPD

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