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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-07
  • TX RA
    APPROVED_RES
    Since 2018-08-07

Branch Locations

5550 S Macadam Ave Ste 102, Portland, OR 97239-3772 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 03/2013 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Previous Registrations
Other Businesses

Other Business Activities; Dog Breeding; My wife intends to breed our dog, and may sell the resulting progeny.; 2635 SW Nevada Ct, , Portland, OR, 97219; Not Investment-Related; 06/01/2023; 0 hours per month; 0 during trading hours / Author; I am currently writing a science fiction novel, and may self-publish through Amazon. There is a small chance that I may earn some income from sales of this (currently unpublished) book.; 2635 SW Nevada Ct, , Portland, OR, 97219; Not Investment-Related; 01/29/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-03
S63 Uniform Securities Agent State Law Examination 2000-07-31
  • S66 Uniform Combined State Law Examination
    2005-10-03
  • S63 Uniform Securities Agent State Law Examination
    2000-07-31

View on SEC IAPD

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