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Michael Bosl

Spc

Ann Arbor, MI

Ponte Vedra, FL

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

510 Rutile Dr., Ponte Vedra, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Deutsche Bank New York NY 11/2009 06/2019
Unemployed Garden City NY 06/2019 09/2020
Massmutual Garden City NY 09/2020 10/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2022 05/2023
Northwestern Mutual Investment Services Llc Jacksonville FL 11/2022 05/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2023 05/2023
Sigma Financial Corporation Ann Arbor MI 05/2023 Present
  • 11/2009 → 06/2019
    Deutsche Bank
    New York, NY
  • 06/2019 → 09/2020
    Unemployed
    Garden City, NY
  • 09/2020 → 10/2022
    Massmutual
    Garden City, NY
  • 10/2022 → 05/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2022 → 05/2023
    Northwestern Mutual Investment Services Llc
    Jacksonville, FL
  • 01/2023 → 05/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2023 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-13
S63 Uniform Securities Agent State Law Examination 2002-04-22
  • S66 Uniform Combined State Law Examination
    2023-07-13
  • S63 Uniform Securities Agent State Law Examination
    2002-04-22
Other Names
  • Michael George Bosl
  • Michael Bosl

View on SEC IAPD

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JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

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