Inactive

Ian Eugene Rea

Slate Peak Financial Services, LLC

Claim This Profile

Current Employers

Slate Peak Financial Services, Llc

Medfield, MA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-11-22
MA	RA	APPROVED	2018-05-24

TX RA
APPROVED_RES

Since 2023-11-22
MA RA
APPROVED

Since 2018-05-24

Branch Locations

Medfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Smithfield	RI	03/2012	11/2016
Fidelity Brokerage Services Llc	Smithfield	RI	11/2016	01/2018
Slate Peak Financial Services, Llc	Medfield	MA	02/2018	Present

03/2012 → 11/2016

Fidelity Investments

Smithfield, RI
11/2016 → 01/2018

Fidelity Brokerage Services Llc

Smithfield, RI
02/2018 → Present

Slate Peak Financial Services, Llc

Medfield, MA

Previous Registrations

2004-01-29 → 2006-09-20

Sol Capital Management Co

Rockville, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-01-22
S66	Uniform Combined State Law Examination	2000-11-20

S63 Uniform Securities Agent State Law Examination

2007-01-22
S66 Uniform Combined State Law Examination

2000-11-20

Designations

View on SEC IAPD

More in Medfield, MA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor