Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-23
TX RA APPROVED 2015-11-23
  • CA RA
    APPROVED
    Since 2015-11-23
  • TX RA
    APPROVED
    Since 2015-11-23

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Hawthorne, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Los Angeles CA 11/2015 Present
Previous Registrations
  • 2010-06-07 → 2015-12-18
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 2008-11-17 → 2010-05-20
    Los Angeles, CA
    Weehawken, NJ
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

Haven Academy of the Arts / 343 Coral Circle El Segundo,CA 90245 / Other/ Education / Theatre Arts Education Program / Member of Board of Directors / / I attend Board Meetings every other month and help give input towards growing the organization, increasing donations and grants / Start Date 501 C3 3/21/16-8/31/18 As of 9/1/2022 - CFO. Advisory Roll and unpaid. CFO is not an authorized signer on any of the organizations accounts. CFO serves in an advisory capacity and reviews/signs the following for the organization: Annual Taxes, Grant contracts, insurance policies, worker's Comp forms, Audits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-15
  • S66 Uniform Combined State Law Examination
    2000-11-15
Other Names
  • Maria A. Micelli-Ferrante
  • Maria A. Ferrante
  • Maria A. Micelli

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor