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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | La Grange | IL | 06/2008 | Present |
1. 6/11/08- DBA ONLY- DEVELOPED FINANCIAL SERVICES/ LA GRANGE, IL 2. 12/27/2022 - Geneva School District 304 (Illinois) - Not Investment Related - 1812 Williamsburg Ave Geneva, IL 60134 - Outside/W-2 Employment - Substitute Teacher - Start Date - 01/09/2023 - 18 Hours Per Month/12 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-21 |
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