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1017 West Washington Blvd. Suite 3H, Chicago, IL 60607-2107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-01-06 |
Branch Locations
1017 West Washington Boulevard Suite 3E, Chicago, IL 60607-2107 • United States
200 Applebee St Suite 208, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-04-18 |
Branch Locations
1017 W. Washington, Suite 3H, Chicago, IL 60607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jmc Wealth Management, Inc., Formerly D.C. Financial, Inc. | Schaumburg | IL | 08/2004 | Present |
| Lpl Financial Llc | Chicago | IL | 10/2014 | Present |
| Sequoia Wealth Management | Chicago | IL | 04/2016 | Present |
| Jmc Wealth Management, Inc. | Chicago | IL | 01/2017 | Present |
(1) 10/21/2014: JMC WEALTH MANAGEMENT, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) (2) 12/03/2014: JMC WEALTH MANAGEMENT, INC. (ADMIN ONLY) - INV REL - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - 10% OF TIME SPNET - ADMIN CAPACITY ONLY. (3) 2/12/2016: Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 5% - Administrative staff for hybrid RIA. (4) 08/21/2017 - JMC Wealth - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Started date 08/17/2017 - 160 hours per month during securities trading. (5) 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/25/2019 - 5 Hours Per Month/5 Hours During Securities Trading. (6) 11/10/2023 - JMC Wealth Management, Inc. - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Financial Advisor - Started: 1/1/2019 - 20 Hrs/Mo During Trading - I provide financial planning and consulting services through JMC Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 1/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (7) 07/15/2026 - Jo'Mama's, LLC. - Business Owner - Not Investment Related - Tinley Park, IL - Start Date 06/06/2026 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-21 |
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