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Current Employers
Jmc Wealth

1017 West Washington Blvd. Suite 3H, Chicago, IL 60607-2107 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-01-06
  • IL RA
    APPROVED
    Since 2017-01-06

Branch Locations

1017 West Washington Boulevard Suite 3E, Chicago, IL 60607-2107 • United States

Sequoia Wealth Management, Llc

200 Applebee St Suite 208, Barrington, IL 60010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-04-18
  • IL RA
    APPROVED
    Since 2016-04-18

Branch Locations

1017 W. Washington, Suite 3H, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jmc Wealth Management, Inc., Formerly D.C. Financial, Inc. Schaumburg IL 08/2004 Present
Lpl Financial Llc Chicago IL 10/2014 Present
Sequoia Wealth Management Chicago IL 04/2016 Present
Jmc Wealth Management, Inc. Chicago IL 01/2017 Present
  • 08/2004 → Present
    Jmc Wealth Management, Inc., Formerly D.C. Financial, Inc.
    Schaumburg, IL
  • 10/2014 → Present
    Lpl Financial Llc
    Chicago, IL
  • 04/2016 → Present
    Sequoia Wealth Management
    Chicago, IL
  • 01/2017 → Present
    Jmc Wealth Management, Inc.
    Chicago, IL
Other Businesses

(1) 10/21/2014: JMC WEALTH MANAGEMENT, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) (2) 12/03/2014: JMC WEALTH MANAGEMENT, INC. (ADMIN ONLY) - INV REL - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - 10% OF TIME SPNET - ADMIN CAPACITY ONLY. (3) 2/12/2016: Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 5% - Administrative staff for hybrid RIA. (4) 08/21/2017 - JMC Wealth - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Started date 08/17/2017 - 160 hours per month during securities trading. (5) 6/28/2019 - Sequoia Financial Network - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/25/2019 - 5 Hours Per Month/5 Hours During Securities Trading. (6) 11/10/2023 - JMC Wealth Management, Inc. - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Financial Advisor - Started: 1/1/2019 - 20 Hrs/Mo During Trading - I provide financial planning and consulting services through JMC Wealth Management, Inc., an independent investment advisor firm.  I started this business activity in 1/2019. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (7) 07/15/2026 - Jo'Mama's, LLC. - Business Owner - Not Investment Related - Tinley Park, IL - Start Date 06/06/2026 - 20 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-21
  • S66 Uniform Combined State Law Examination
    2016-01-21
Designations
Other Names
  • Mark J. Murphy

View on SEC IAPD

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