Mary Elisabeth Plowden

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-03-11
TX	RA	APPROVED	2024-03-11

CA RA
APPROVED

Since 2024-03-11
TX RA
APPROVED

Since 2024-03-11

Branch Locations

3223 Hanover St Floor 01, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Palo Alto	CA	05/2015	Present
J.P. Morgan Securities Llc	Palo Alto	CA	05/2015	Present

05/2015 → Present

Jpmorgan Chase Bank, N.A.

Palo Alto, CA
05/2015 → Present

J.P. Morgan Securities Llc

Palo Alto, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-11
S63	Uniform Securities Agent State Law Examination	2000-09-18

S65 Uniform Investment Adviser Law Examination

2024-03-11
S63 Uniform Securities Agent State Law Examination

2000-09-18

Other Names

Mary Elizabeth Plowden

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC

CITIGROUP GLOBAL MARKETS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WAVERLEY CAPITAL MANAGEMENT, LLC

LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN

SIRMA M TZOUTZOVA

LARYSA P SMYKOVSKAYA

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA

CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA

DCVC · PALO ALTO, CA

DCVC BIO · PALO ALTO, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor