Marguerite M Maxwell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-04-11
CO	RA	APPROVED	2005-03-03

TX RA
APPROVED_RES

Since 2013-04-11
CO RA
APPROVED

Since 2005-03-03

Branch Locations

Evergreen, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Arvada	CO	03/2002	Present

03/2002 → Present

Lpl Financial, Llc

Arvada, CO

Other Businesses

(1) 10/19/2016: Paix d'Esprit, Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - 6522 Iris Street, Arvada, CO 80004 - Start 12/19/2007 - 160 Hr/Mo; 30 Hour(s) During Securities Trading - LPL pass thru income

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-02
S63	Uniform Securities Agent State Law Examination	2002-04-19

S66 Uniform Combined State Law Examination

2005-03-02
S63 Uniform Securities Agent State Law Examination

2002-04-19

Other Names

Marguerite Marie Bekaert

View on SEC IAPD