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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2010-12-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Boston | MA | 12/2010 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 12/2010 | Present |
(1) 02/08/2011: Flagship Harbor Advisors - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - 10% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in December, 2010. I expect to spend approximately 10% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 10/18/2011: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 15% Time Spent - Offering fixed insurance and fixed annuities to clients and prospects (3) 08/13/2013: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 02/11/2014: No Business Name - Outside/W-2 Employment - Investment Related - At Reported Business Location(s) - 15% Time Spent - provide administrative support to Munroe, Morrow Wealth Management who are also members of Flagship harbor Advisors RIA and LPL (5) 09/08/2014: Munroe Morrow Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 346 Commercial St., Boston MA 02109 - Started 07/15/2012 - 35 Hr/Mo; 35 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-04 |
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