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Brian Jeffrey Griffith

Flagship Harbor Advisors, LLC

Boston, MA

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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2010-12-22
  • MA RA
    APPROVED
    Since 2010-12-22

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Boston MA 12/2010 Present
Flagship Harbor Advisors, Llc Boston MA 12/2010 Present
Other Businesses

(1) 02/08/2011: Flagship Harbor Advisors - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - 10% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in December, 2010. I expect to spend approximately 10% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 10/18/2011: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 15% Time Spent - Offering fixed insurance and fixed annuities to clients and prospects (3) 08/13/2013: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 02/11/2014: No Business Name - Outside/W-2 Employment - Investment Related - At Reported Business Location(s) - 15% Time Spent - provide administrative support to Munroe, Morrow Wealth Management who are also members of Flagship harbor Advisors RIA and LPL (5) 09/08/2014: Munroe Morrow Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 346 Commercial St., Boston MA 02109 - Started 07/15/2012 - 35 Hr/Mo; 35 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-04
  • S66 Uniform Combined State Law Examination
    2000-10-04
Designations

View on SEC IAPD

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