Jason Wayne Mooney

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-06-06

TN RA
APPROVED

Since 2022-06-06

Branch Locations

151 Major Reynolds Place, Knoxville, TN 37919 • United States

Powell, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regions Bank	Knoxville	TN	09/2005	Present
Cetera Investment Services Ll	Saint Cloud	MN	11/2021	Present
Cetera Investment Advisres Llc	Knoxville	TN	06/2022	Present

09/2005 → Present

Regions Bank

Knoxville, TN
11/2021 → Present

Cetera Investment Services Ll

Saint Cloud, MN
06/2022 → Present

Cetera Investment Advisres Llc

Knoxville, TN

Other Businesses

1) REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS 2) REGIONS BANK/REGIONS MORTGAGE, HOME LOANS, HOME EQUITY LINES OF CREDIT, 2HRS/WK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-02

S66 Uniform Combined State Law Examination

2022-06-02

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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