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Christopher Edward Miller

Safeguard Investment Advisory Group, LLC

Corona, CA

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Current Employers
Safeguard Investment Advisory Group, Llc

4160 Temescal Canyon Road Suite 307, Corona, CA 92883 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-05
  • CA RA
    APPROVED
    Since 2025-03-05

Branch Locations

4160 Temescal Canyon Road Suite 307, Corona, CA 92883 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Marketing Systems San Diego CA 08/2015 Present
Madison Avenue Securities, Llc San Diego CA 08/2015 10/2017
Safeguard Investment Advisory Group, Llc Corona CA 11/2017 Present
Previous Registrations
  • 2015-08-26 → 2017-10-17
    San Diego, CA
  • 2010-01-05 → 2012-06-27
    San Diego, CA
    San Diego, CA
  • 2007-05-29 → 2009-12-14
    Santa Monica, CA
    Pasadena, CA
    Glendale, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2007-01-29 → 2007-05-29
    Citicorp Investment Services
    Los Angeles, CA
  • 2004-09-20 → 2006-12-20
    Td Ameritrade, Inc.
    Beverly Hills, CA
    Carlsbad, NY
    Carlsbad, CA
  • 2006-04-25 → 2006-12-20
    Td Ameritrade Investment Management, Llc
    Carlsbad, CA
Other Businesses

NAME OF BUSINESS:ASSET MARKETING SYSTEMS INVESTMENT RELATED: YES ADDRESS: 15050 AVENUE OF SCIENCE, SUITE 100, SAN DIEGO CA 92128. NATURE: FINANCIAL SERVICES. TITLE: VP, BUSINESS CONSULTANT.RELATIONSHIP: RECRUIT AND TRAIN ADVISORS. START DATE: 08/03/2015. HOURS/MONTH:40 TRADING HOURS:40; NAME OF BUSINESS:CHICKPEA KITCHEN LLC. INVESTMENT RELATED: NO ADDRESS: 6965 EL CAMINO REAL, SUITE 105-658 CARLSBAD, CA 92009. NATURE: FOOD SERVICE. RELATIONSHIP:CO-OWNER START DATE:01/28/2014. HOURS/MONTH: 16 TRADING HOURS: 0 DUTIES: CFO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-15
S63 Uniform Securities Agent State Law Examination 2000-09-29
  • S66 Uniform Combined State Law Examination
    2004-09-15
  • S63 Uniform Securities Agent State Law Examination
    2000-09-29

View on SEC IAPD

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