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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-31
FL RA APPROVED 2013-12-12
  • TX RA
    APPROVED
    Since 2017-03-31
  • FL RA
    APPROVED
    Since 2013-12-12

Branch Locations

3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States

Tequesta, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc West Palm Beach FL 11/2013 Present
City National Bank West Palm Beach FL 05/2023 Present
  • 11/2013 → Present
    West Palm Beach, FL
  • 05/2023 → Present
    City National Bank
    West Palm Beach, FL
Previous Registrations
Other Businesses

(1) Name of Entity: Adopt A Family of the Palm Beaches Address of Business: 1712 2nd Ave N, Lake Worth, FL 33460 Business Descriptions: 501 (c)(3) not-for-profit Is investment-related: No Projected Start Date: 06/01/15 Capacity: Board of Directors Duties Performed: Board member and Audit Committee Chair. I will work with our external auditors to make sure that we are running the organization in accordance with our policies and bylaws. 4 hours devoted to this OBA per month 2 hours devoted during security trading hours per month. (2) NAME OF ENTITY: Town Square Corporation ADDRESS: TBD Suite 801 TBD Florida TBD INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Aug 03, 2026 CAPACITY: Owner DUTIES: My family and I are planning to open a Town Square franchise in Palm Beach County. This is an adult day care that focuses on members with Alzheimer's and dementia. HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-25
S65 Uniform Investment Adviser Law Examination 2000-07-25
  • S63 Uniform Securities Agent State Law Examination
    2000-07-25
  • S65 Uniform Investment Adviser Law Examination
    2000-07-25
Other Names
  • Kirstin Pether
  • Kirstin Mary Severs

View on SEC IAPD

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