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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-31 |
| FL | RA | APPROVED | 2013-12-12 |
Branch Locations
3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States
Tequesta, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | West Palm Beach | FL | 11/2013 | Present |
| City National Bank | West Palm Beach | FL | 05/2023 | Present |
(1) Name of Entity: Adopt A Family of the Palm Beaches Address of Business: 1712 2nd Ave N, Lake Worth, FL 33460 Business Descriptions: 501 (c)(3) not-for-profit Is investment-related: No Projected Start Date: 06/01/15 Capacity: Board of Directors Duties Performed: Board member and Audit Committee Chair. I will work with our external auditors to make sure that we are running the organization in accordance with our policies and bylaws. 4 hours devoted to this OBA per month 2 hours devoted during security trading hours per month. (2) NAME OF ENTITY: Town Square Corporation ADDRESS: TBD Suite 801 TBD Florida TBD INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Aug 03, 2026 CAPACITY: Owner DUTIES: My family and I are planning to open a Town Square franchise in Palm Beach County. This is an adult day care that focuses on members with Alzheimer's and dementia. HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-25 |
| S65 | Uniform Investment Adviser Law Examination | 2000-07-25 |
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