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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-10-30 |
| OK | RA | APPROVED | 2011-08-15 |
| TX | RA | APPROVED | 2011-08-15 |
Branch Locations
6660 S Sheridan Rd Suite 205, Tulsa, OK 74133 • United States
Omaha, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigler Farms, Inc. | Frankton | IN | 01/1990 | Present |
| Northstar Wealth Management Llc | Tulsa | OK | 01/2009 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2011 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 08/2011 | Present |
1)SIGLER FARMS, INC. NOT INVESTMENT-RELATED. RR #1 6730 W STATE RD 128 - FRANKTON, IN. AGRICULTURE. DIRECTOR. START DATE 1/1990. 1 HRS/MONTH. 0 HRS/MONTH DURING TRADING HOURS. HELP DETERMINE TIME & AMOUNT OF GRAIN SALES. 2)NORTHSTAR WEALTH MANAGEMENT LLC. INVESTMENT RELATED. 7666 E 61ST STREET - TULSA, OK. DBA. MANAGER/AGENT. 1/2/2009. CALL/MEET WITH CLIENTS AND PROSPECTS TO DETERMINE FINANCIAL GOALS/NEEDS AND MAKE RECOMMENDATIONS. 3)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4)CIRA 1776 PLEASANT PLAIN ROAD FAIRFIELD, IA 52556. BEGAN 01/22/2007 AS IAR. INVESTMENT RELATED. DEVOTES 80 HRS/MNTH. 60 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-28 |
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