Maxwell P Keltner

Current Employers

Employment History

• 12/2015 → Present
  Dfpg Investments, Inc.
  South Jordan, UT
• 12/2023 → Present
  Diversify Advisory Services, Llc
  Sandy, UT

Previous Registrations

• 2012-07-02 → 2015-12-21
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 2011-03-04 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  San Diego, CA
• 2005-01-14 → 2010-11-23
  Msi Financial Services, Inc.
  San Diego, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1. J Three Enterprises; Non-Investment Related; San Diego, CA; DBA of Professional Services and Payroll Company; CFO, Secretary; 10/2004; 95% during business hours; He assists an advisor who employs him with all of their businesses. He performs duties associated with facilitating their business. This is the DBA for the company he is an employee through. He is a paid employee and receives benefits. 2. Fixed Insurance; Non-Investment Related; San Diego, CA; Insurance; Staff for Broker; 12/2015; 5% during business hours; Help broker facilitate business 3. Maxwell P Keltner; Non-Investment Related; San Diego, CA; Living Trust and Will POA; Trustee/Executor/POA; 12/2012; 0% during business hours; Trustee, executor, POA of finances for sister and brother-in-law

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-17
• S63 Uniform Securities Agent State Law Examination
  2000-09-30