Clifford G. Wang

Current Employers

Employment History

• 10/2015 → 03/2024
  Rbc Capital Markets, Llc
  Atlanta, GA
• 01/2017 → 03/2024
  City National Bank
  Atlanta, GA
• 03/2024 → Present
  Main Street Financial Solutions
  Atlanta, GA

Previous Registrations

• 2015-10-12 → 2024-03-15
  Rbc Capital Markets, Llc
  Atlanta, GA
• 2010-06-04 → 2015-10-29
  Barclays Capital Inc.
  Atlanta, GA
• 2009-06-01 → 2010-06-21
  Morgan Stanley
  Atlanta, GA
• 2008-07-24 → 2009-06-01
  Morgan Stanley & Co. Llc
  Atlanta, GA
• 2008-03-07 → 2008-08-22
  Deutsche Bank Securities Inc.
  Atlanta, GA
  Atlanta, GA

Other Businesses

(1) THE JOHN HOPKINS CAREY BUSINESS SCHOOL; ADDRESS: 100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: OFFICE OF DEVELOPMENT & ALUMNI RELATIONS; CAPACITY: OTHER-DEANS ALUMNI ADVISORY BOARD; START DATE: 10/1/2018; DUTIES: MENTORSHIP OF GRADUATE STUDENTS, ADVISING AND WORKING WITH STAFF/STUDENTS TO ADVANCE THE JOHN HOPKINS UNIVERSITY CAREY BUSINESS SCHOOL MISSION; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) Name: Georgia Institute of Technology - School of Civil and Environmental Engineering Non-Investment related Address: 790 Atlantic Drive Atlanta, Georgia 30332-0355 Nature of OBA: School of Civil & Environmental Engineering External Advisory Board Position/Title/Relationship: Committee/Council Member (not associated with the Board of Directors) Projected Start Date: 08/01/22 Time devoted: 30 minutes per month; 0 during securities trading hours Duties: (1) Provide advice, counsel, and strategy to the Chair, Associate Chairs, faculty, and staff leadership (2) Advocate and promote the School to the Institute, state, nationally, and internationally

Exams

• S66 Uniform Combined State Law Examination
  2008-03-03
• S63 Uniform Securities Agent State Law Examination
  2000-11-13