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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-07-29 |
Branch Locations
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Phoenix | AZ | 03/1991 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 10/2009 | Present |
I*1942324 Entity Type: N/A Name of OBA: Executor (for Uncle) Address:Gold Canyon, AZ Investment Related:No Position, Title, Association:Alternate Executor Start Date:8/2/2029 No Hours: 0 Yearly No Hours during trading:0 Duties:Executor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-14 |
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