Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-07-29
  • CA RA
    APPROVED
    Since 2010-07-29

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Phoenix AZ 03/1991 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 10/2009 Present
Other Businesses

I*1942324 Entity Type: N/A Name of OBA: Executor (for Uncle) Address:Gold Canyon, AZ Investment Related:No Position, Title, Association:Alternate Executor Start Date:8/2/2029 No Hours: 0 Yearly No Hours during trading:0 Duties:Executor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-27
S63 Uniform Securities Agent State Law Examination 2000-08-14
  • S66 Uniform Combined State Law Examination
    2009-10-27
  • S63 Uniform Securities Agent State Law Examination
    2000-08-14
Other Names
  • Michele Lynn Greenwald

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor