Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-06 |
| CA | RA | APPROVED | 2024-09-19 |
| TX | RA | APPROVED_RES | 2024-09-19 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Redwood Credit Union | Santa Rosa | CA | 02/2014 | 11/2024 |
| Lpl Financial Llc | Santa Rosa | CA | 09/2024 | 11/2024 |
| Lpl Financial Llc | San Diego | CA | 11/2024 | Present |
1) 11/2024 - Real Estate Rental - Started 08/12/2024 -Time Spent 1% 2) 11/2024 - Redwood Wealth Management. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3) 11/2024 - RCU Services Group DBA RCU Insurance Services and DBA RCU Auto Services - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 02/01/2016 - 40 Hours Per Month/ 0 Hours During Trading 4) 11/08/2024-Real Estate Rental- Property owner - Inv Related - Corsicana, TX -Start date 11/11/2023- 0hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-09 |
Reach out to this advisor