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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Claremont Savings Bank | Claremont | NH | 04/1998 | Present |
| Raymond James Financial Services Advisors Inc. | Claremont | NH | 11/1998 | 10/2017 |
| Dale'S Radiator Service | Claremont | NH | 08/2005 | 06/2022 |
| Lpl Financial Llc | Claremont | NH | 11/2017 | Present |
1)11/29/17- Claremont Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)11/29/17- Claremont Savings Bank- Financial Institution Duty / Investment Advisor- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-04 |
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