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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 05/2016 | 11/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80/TRADING, IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE 2) AMANDA SABLE, EXECUTIVE DIRECTOR, 3023 W VINA DEL MAR BLVD ST PETE BEACH FL, 11/2018, INV REL, 160 HR/MO 24 TRADING HR, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 3) AMANDA SABLE, 104 STOKESWOOD PLACE NASHVILLE TN 37215, 11/2018, Executive Director, Owner/Partner of a Business Entity, INV REL, 160 HR/MO 150 HR/MO TRADING 4) RDM ADVISOR NETWORK LLC, JACKSONVILLE FL 32217, 01/2024, OWNER, DBA Name, INV REL, 160 HR/MO 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-28 |
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