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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-03 |
| CO | RA | APPROVED | 2023-09-12 |
| AZ | RA | APPROVED | 2018-02-14 |
| IL | RA | APPROVED | 2018-02-14 |
| IN | RA | APPROVED | 2018-02-14 |
| MO | RA | APPROVED | 2018-02-14 |
Branch Locations
3636 So. Geyer Road, Ste 100, Sunset Hills, MO 63127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | St Louis | MO | 07/2016 | 02/2018 |
| Lpl Financial Llc | St Louis | MO | 02/2018 | Present |
1. 02/14/2018 - CHIODINI FINANCIAL GROUP LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/2016. 2. 02/14/2018 - OBRA 93 Trust - Not Investment Related - At Reported Business Location(s) - Other - FIDUCIARY/TRUSTEE. 3. 02/14/2018 - No Business - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 4. 11/08/2019 - No business name - Investment related - 1610 Des Peres Rd STE 150 St. Louis, MO 63131 - Speaker - start date:11/01/2019 - 8 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-19 |
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