Travis Steven Morgan

Current Employers

Employment History

• 04/2014 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-03-12 → 2014-03-31
  Zions Capital Advisors, Inc.
  Orem, UT
  Salt Lake City, UT
  Provo, UT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: UTAH COMMUNITY CREDIT UNION, INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE START DATE: 02/2020, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SEVICES OF B/D ON CREDIT UNION PREMISES 3. NAME OF OTHER BUSINESS: TRAVIS MORGAN INVESTMENT RELATED: NO ADDRESS: 635 W 200S. AMERICAN FORK, UT NATURE OF BUSINESS: FARMING START DATE: 04/2012 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: OWNER, MINOR FARMING ACTIVITIES 4. NAME OF OTHER BUSINESS: TRAVIS MORGAN CAPITAL ADVISORS LLC; INVESTMENT RELATED: NO; ADDRESS: 635 WEST 200 SOUTH, AMERICAN FORK, UT 84003; NATURE OF BUSINESS: S-CORP / ENTITY FOR TAX PURPOSES; START DATE: 04/2015; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR TAX PURPOSES; 5. NAME OF OTHER BUSINESS: TRUE AGGIE REAL ESTATE, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: MEMBER/LANDLORD; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: OWN MOBILE HOME, RENT ROOMS TO TENANTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-22
• S66 Uniform Combined State Law Examination
  2000-07-17