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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-04-07 |
| VA | RA | APPROVED | 2000-09-27 |
Branch Locations
3951 Westerre Pkwy Ste 260, Richmond, VA 23233 • United States
Glen Allen, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richmond | VA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Richmond | VA | 03/2020 | Present |
Business Ownership; The Westerre Group, LLC; Pass-through entity; N/A; 3951 Westerre Parkway, Suite 100, , Richmond, VA, 23233; Investment-Related; 03/31/2021; 1 to 9 hours per month; 1 to 9 during trading hours / MaKe Enterprises, LLC; Owner; Real Estate; 6400 Gadsby Forest Place, , Glen Allen, VA, 23059; Not Investment-Related; 08/05/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-23 |
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