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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
VA RA APPROVED 2000-09-14
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • VA RA
    APPROVED
    Since 2000-09-14

Branch Locations

8150 Leesburg Pike Ste 600, Vienna, VA 22182-2721 • United States

Vienna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 09/2005 03/2020
Ameriprise Financial Services, Llc Vienna VA 03/2020 Present
Other Businesses

Real Estate Ownership; Investment property; 14520 Golden Oak Rd #102A Centreville, VA 20121, ,; ; 01/22/2018 / Investment property; 14511 Golden Oak Rd #94A Centreville, va 20121, ,; ; 01/22/2018 / Investment property; 14370 Avocado Ct #20A Centreville, VA 20121, ,; ; 01/30/2018 / Commercial; 110 Pleasant Street NW, , Vienna, VA, 22180; Investment-Related; 10/07/2024 / Single Family; 6121 Rocky Way Court, , Centreville, VA, 20120; Not Investment-Related; 11/06/2024 / Single Family; 5840 Westwater Ct, , Centreville, VA, 20121; Not Investment-Related; 01/02/2025 / townhouse; 22571 Welborne Manor Square Ashburn, VA 20148, ,; Not Investment-Related; 06/01/2016. Business Ownership; KH Management; ; FInancial Planning Firm; 8150 leesburg Pike Suite 500 Vienna, Va 22182, ,; ; ; 40 to 59 hours per month; / 8213 Lee Highway LLC; eventually get renter; real estate; 8213 Lee Highway, , Fairfax, VA, 22031; Investment-Related; 10/31/2021; 0 hours per month; 0 during trading hours / 8216 Old Courthouse Road LLC; will find a tenant and rent out townhouse; will find a small business owner -- I believe used to be a CPA or attorney in the townhouse; 8216 Old Courthouse Road LLC, , Vienna, VA, 22182; Investment-Related; 01/03/2022; 1 to 9 hours per month; 0 during trading hours / Redwood K-Wellness LLC; Co-owner; Retail; 110 Pleasant Street NW, , Vienna, VA, 22180; Not Investment-Related; 10/07/2024; 1 to 9 hours per month; 0 during trading hours / Hangry Little Creek Road LLC; Co-owner; Real Estate; 2437 E. Little Creek Road, , Norfolk, VA, 23518; Not Investment-Related; 12/01/2023; 1 to 9 hours per month; 0 during trading hours / Sleepy Castle LLC; Co-owner; real estate; 6320 Castle Place, , Falls Church, VA, 22044; Investment-Related; 12/03/2025; 0 hours per month; 0 during trading hours / BHC kemps River Crossing LLC; Co-owner; BHC -take out fried chicken; 1345 Kempsville Rd. Ste 103, , VIrginia Beach, VA, 23464; Not Investment-Related; 04/10/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-19
  • S66 Uniform Combined State Law Examination
    2000-08-19
Designations
Other Names
  • Susan Kim

View on SEC IAPD

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