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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
3415 South Sepulveda Blvd Suite 1109, Los Angeles, CA 90034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gold Coast Securities, Inc. | Los Angeles | CA | 11/2004 | 12/2025 |
| Peak Brokerage Services, Llc | Jupiter | FL | 06/2024 | 06/2024 |
| Blackridge Asset Management, Llc | Jupiter | FL | 06/2024 | 06/2024 |
| The Leaders Group Inc, Dba: Simplicity Investments | Summit | NJ | 01/2026 | Present |
1.) Independent Insurance Agent - 12/31/2001 - 3415 South Sepulveda Bld., Suite 1109, LA CA 9034 - Insurance Agent, life insurance, equity indexed annuities, fixed annuities, not Invt Rel, insurance, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) TLG Advisors Inc - 1/5/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-25 |
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