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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-04-17 |
| TX | RA | APPROVED | 2021-06-16 |
| AZ | RA | APPROVED | 2021-05-18 |
Branch Locations
11100Ne 8Th St. Suite#300, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 03/2009 | 04/2017 |
| Schwab Private Client Investment Advisory, Inc. | Phoenix | AZ | 01/2012 | 04/2017 |
| Lpl Financial Llc | Phoenix | AZ | 11/2017 | 03/2018 |
| Arizona Bank & Trust | Phoenix | AZ | 04/2017 | 03/2018 |
| Charles Schwab & Co., Inc. | Bellevue | WA | 04/2021 | Present |
| Schwab Wealth Advisory, Inc. | Bellevue | WA | 04/2021 | Present |
| First Western Trust | Scottsdale | AZ | 03/2018 | 04/2021 |
1) Investments and Wealth Institute | Investment Related:No|5619 DTC Parkway, Suite 600|Greenwood Village|CO|80111|USA|Education|Board member - CPWA Commission member|4/15/2026|Less than 20|0|The mission of the Investments & Wealth Foundation scholarship program is to accelerate career advancement of populations who are currently underrepresented in the financial services profession, thereby fostering a more diverse and sustainable workforce to address client solutions.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-21 |
| S66 | Uniform Combined State Law Examination | 2009-04-14 |
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