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William Ryan Chisholm

Thornburg Investment Management Inc

Coopersburg, PA

Santa Fe, NM

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2013-07-25
NJ RA APPROVED 2013-06-12
PA RA APPROVED 2013-06-12
CT RA APPROVED 2012-04-17
  • NM RA
    APPROVED
    Since 2013-07-25
  • NJ RA
    APPROVED
    Since 2013-06-12
  • PA RA
    APPROVED
    Since 2013-06-12
  • CT RA
    APPROVED
    Since 2012-04-17

Branch Locations

Coopersburg, PA • United States

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornburg Securities Llc Santa Fe NM 04/2012 12/2024
Thornburg Investment Management Santa Fe NM 01/2025 Present
  • 04/2012 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
  • 01/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-24
S66 Uniform Combined State Law Examination 2000-10-05
  • S65 Uniform Investment Adviser Law Examination
    2013-05-24
  • S66 Uniform Combined State Law Examination
    2000-10-05
Other Names
  • William Ryan Chisolm

View on SEC IAPD

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