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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-05
  • FL RA
    APPROVED
    Since 2021-03-05

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

333 Se 2Nd Ave 23Rd Fl [Wealth Mgmt], Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 12/2012 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 11/2020
Wells Fargo Clearing Services Miami FL 03/2021 Present
Wells Fargo Bank Miami FL 12/2012 Present
  • 12/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 11/2020
    Miami, FL
  • 03/2021 → Present
    Wells Fargo Clearing Services
    Miami, FL
  • 12/2012 → Present
    Wells Fargo Bank
    Miami, FL
Previous Registrations
Other Businesses

RENTAL PROPERTY, INVT RELATED, BLOWING ROCK, NC, 100% OWNERSHIP, START DATE 3/1/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY.;| LLC; INV RELATED; BLOWING ROCK, NC; LLC FOR VACATION HOME; 50% OWNERSHIP; START DATE 07/24/2025; 4 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-24
  • S66 Uniform Combined State Law Examination
    2000-10-24
Designations
Other Names
  • Diane Ellen Weaver

View on SEC IAPD

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