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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-07-15
SC RA APPROVED 2021-10-18
NC RA APPROVED 2021-10-14
NY RA APPROVED 2021-07-13
TX RA APPROVED_RES 2021-05-01
MD RA APPROVED 2019-10-08
MN RA APPROVED 2016-08-11
NJ RA APPROVED 2015-12-03
  • GA RA
    APPROVED
    Since 2026-07-15
  • SC RA
    APPROVED
    Since 2021-10-18
  • NC RA
    APPROVED
    Since 2021-10-14
  • NY RA
    APPROVED
    Since 2021-07-13
  • TX RA
    APPROVED_RES
    Since 2021-05-01
  • MD RA
    APPROVED
    Since 2019-10-08
  • MN RA
    APPROVED
    Since 2016-08-11
  • NJ RA
    APPROVED
    Since 2015-12-03

Branch Locations

66 Hudson Boulevard 1St And 29Th Floors, New York, NY 10001 • United States

Edison, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 11/2015 Present
Hsbc Bank Usa N.A. New York NY 08/2016 Present
Previous Registrations
  • 2013-11-12 → 2015-11-11
    New York, NY
    Short Hills, NJ
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Short Hills, NJ
    Boston, MA
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Manhattan, NY
  • 2007-05-29 → 2013-07-26
    Long Island City, NY
    New York, NY
    Long Island City, NY
    Long Island City, NY
    Long Island City, NY
    New York, NY
  • 2004-10-28 → 2007-05-29
    Citicorp Investment Services
    New York, NY
    New York, NY
Other Businesses

I currently have a second home that I use as a rental property. 1.The name of the other business - Real Estate 2.Whether the business is investment-related - Second home used as rental property 3.The address of the other business- 55 Gill LAne # 29, Iselin NJ-08830 4.The nature of the other business - Second home 5.Your position - Owner 6.Title - Owner 7.Relationship with the other business - Owner 8.The start date of your relationship -02/01/2016 9.The approximate number of hours/month you devote to the other business-0 10.The number of hours you devote to the other business during securities trading hours-0 11.Briefly describe your duties relating to the other business- None, except arranging for repair men when something breaks down. 1. The name of the other business #2 Warehousing for storing merchandise ( dollar stores and general gift merchandise )-Shahani LLC 2. Whether the business is investment-related -NO 3. The address of the other business -356 W 1 Ave Roselle , NJ 07203 4. The nature of the other business -Warehousing for storing merchandise ( dollar stores and general gift merchandise ) 5. Your position - Passive partner 6. Title - Passive partner 7. Relationship with the other business - none 8. The start date of your relationship -3-1-2017 9. The approximate number of hours/month you devote to the other business -0 10. The number of hours you devote to the other business during securities trading hours -0 11. Briefly describe your duties relating to the other business-none Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-15
  • S66 Uniform Combined State Law Examination
    2000-09-15
Designations
Other Names
  • Prakash Shahani

View on SEC IAPD

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