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Jason Edward Duponte

Tiaa-Cref Individual & Institutional Services, LLC

Waltham, MA

Natick, MA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
MA RA APPROVED 2008-05-19
  • VT RA
    APPROVED
    Since 2025-08-25
  • MA RA
    APPROVED
    Since 2008-05-19

Branch Locations

225 Wyman Street, Waltham, MA 02451 • United States

Natick, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Waltham MA 03/2008 Present
Tiaa Waltham MA 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-15
S63 Uniform Securities Agent State Law Examination 2000-12-04
  • S65 Uniform Investment Adviser Law Examination
    2008-05-15
  • S63 Uniform Securities Agent State Law Examination
    2000-12-04

View on SEC IAPD

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