Shane L. Fugler

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-12-05
TX	RA	APPROVED	2018-04-10
LA	RA	APPROVED	2014-08-13
MS	RA	APPROVED	2014-08-13

IL RA
APPROVED

Since 2024-12-05
TX RA
APPROVED

Since 2018-04-10
LA RA
APPROVED

Since 2014-08-13
MS RA
APPROVED

Since 2014-08-13

Branch Locations

Chicago, IL • United States

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baton Rouge	LA	12/1996	Present

12/1996 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA

Other Businesses

I*4686268, Entity Type: , Name of OBA: 1229 N C Condo Association, Address: Chicago, Illinois, 60622, Investment Related: N, Position, Title, Association: Director, Employee Start Date: 06/15/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: voting member. Condo has 3 units, Homeowner's Association for condo of primary residence

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-08-12
S63	Uniform Securities Agent State Law Examination	2010-06-28

S65 Uniform Investment Adviser Law Examination

2014-08-12
S63 Uniform Securities Agent State Law Examination

2010-06-28