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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

4301 A Industry Dr E, Fife, WA 98424 • United States

2501 N Alder Street, Tacoma, WA 98406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kampbell Financial Llc Tacoma WA 06/2006 Present
Fls Insurance Group Tacoma WA 07/2011 Present
Pilkey Hopping & Ekberg, Inc. Tacoma WA 11/2012 Present
Voya Financial Advisors Tacoma WA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2006 → Present
    Kampbell Financial Llc
    Tacoma, WA
  • 07/2011 → Present
    Fls Insurance Group
    Tacoma, WA
  • 11/2012 → Present
    Pilkey Hopping & Ekberg, Inc.
    Tacoma, WA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Tacoma, WA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: KAMPBELL FINANCIAL LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES ; 2. NAME OF OTHER BUSINESS: FLS FINANCIAL GROUP LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / DBA; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2023 APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 4. NAME OF OTHER BUSINESS: FLS INSURANCE GROUP LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE DBA; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE BUSINESS; 5. NAME OF OTHER BUSINESS: BELLARMINE PREPARATORY SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 2300 S WASHINGTON ST, TACOMA, WA 98405; NATURE OF BUSINESS: BOARD; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MEET MONTHLY TO ASSIST WITH FINANCIAL DECISIONS SUCH AS TUITION AND SCHOOL;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-30
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S66 Uniform Combined State Law Examination
    2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17
Designations

View on SEC IAPD

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