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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Charlotte | NC | 06/2014 | 11/2017 |
| First Citizens Investor Services | Charlotte | NC | 06/2014 | 11/2017 |
| First Citizens Bank | Charlotte | NC | 11/2017 | 06/2023 |
| First Citizens Investor Services | Raleigh | NC | 11/2017 | 06/2023 |
| Wealth Enhancement Group | Charlotte | NC | 07/2023 | 05/2024 |
| Wealth Enhancement Advisory Services | Charlotte | NC | 07/2023 | 05/2024 |
| Wealth Enhancement Brokerage Services | Charlotte | NC | 07/2023 | 05/2024 |
| Unemployed | Charlotte | NC | 05/2024 | 12/2024 |
| National Life Group | Charlotte | NC | 12/2024 | Present |
| Equity Services Inc | Montpelier | VT | 12/2024 | 04/2025 |
| First Heartland Capital Inc | Lake St Louis | MO | 04/2025 | Present |
Michael Brinkley, Investment Related, Insurance Sales, Agent, Start Date: 05/06/2025. 7218 WITHAM CT, CHARLOTTE, NC 28270. 32 hours per month. First Heartland Consultants, Inc., Investment Related, Investment Advisory Services, IAR, Start Date: 04/16/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-21 |
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