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Current Employers
Atlas Private Wealth Advisors

331 Newman Springs Rd. Suite 320, Building 3, 2Nd Floor, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-17
  • FL RA
    APPROVED
    Since 2021-03-17

Branch Locations

Ponte Vedra Beach, FL • United States

331 Newman Springs Rd. Suite 320, Building 3, 2Nd Floor, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Laguna Niguel CA 07/2016 09/2016
Lpl Financial, Llc Irvine CA 10/2016 Present
Atlas Private Wealth Advisors Matawan NJ 10/2016 Present
  • 07/2016 → 09/2016
    Unemployed
    Laguna Niguel, CA
  • 10/2016 → Present
    Lpl Financial, Llc
    Irvine, CA
  • 10/2016 → Present
    Matawan, NJ
Previous Registrations
  • 2011-06-08 → 2016-07-22
    Usaa Financial Planning Services
    Hightstown, NJ
    Los Angeles, CA
    Irvine, CA
  • 2008-01-02 → 2011-05-31
    Edison, NJ
  • 2004-10-20 → 2007-08-29
    Banc Of America Investment Services, Inc.
    Princeton, NJ
    Princeton, NJ
  • 2003-11-18 → 2004-10-20
    Quick & Reilly, Inc.
    Rocky Hill, NJ
  • 2002-06-27 → 2003-10-06
    Princeton, NJ
Other Businesses

12/8/2016 - Atlas Private Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/20/2016 - Time Spent 100% - I provide investment advisory services through Atlas Private Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-27
  • S66 Uniform Combined State Law Examination
    2000-07-27
Designations

View on SEC IAPD

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